fto-triage
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Original
English🇨🇳
Translation
Chinese/fto-triage
/fto-triage
This is not a freedom-to-operate opinion. A formal FTO opinion requires a
comprehensive search, full claim construction, and element-by-element
infringement analysis by registered patent counsel. Patent infringement is
strict liability; willful infringement triples damages. A "no obvious blocking
patents" result from this skill means the triage didn't find one — it does
not mean the product is clear.
本内容并非FTO(自由实施)意见。 正式FTO意见需要由注册专利律师进行全面检索、完整权利要求解释以及逐要素侵权分析。专利侵权适用严格责任原则;故意侵权会导致赔偿金额三倍增加。本技能得出的「未发现明显阻碍性专利」结果仅表示初步排查未找到相关专利,并不代表产品可安全发布。
Instructions
操作说明
- Read . If it contains
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md, stop and direct to[PLACEHOLDER]./ip-legal:cold-start-interview - Follow the workflow below.
- Run intake (product/process, technical detail, jurisdictions, known patents, timing).
- Run a preliminary patent search if a connector is available (Solve Intelligence Patents, or other patent-research MCP). Otherwise say so in the output and proceed with the patents the user has supplied.
- For the 2–5 most plausible patents, build a claim-chart first pass against each independent claim — element by element. Literal read first; flag doctrine-of-equivalents separately; flag indirect / divided infringement.
- List open questions a real FTO study would resolve (enforceability, prosecution history, IPR outcomes, license availability, enforcement history of the assignee).
- Write the triage memo to the matter folder or practice outputs folder. Apply the work-product header per role.
- End with recommended next steps, a willfulness note (knowledge of specific patents factors into willfulness if the company proceeds without further counsel review), and the non-lawyer gate if the role is non-lawyer.
This skill never concludes that a product is clear to launch. If uncertain,
flag — patent counsel decides.
- 阅读 。若文件包含
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md,请停止操作并引导用户执行[PLACEHOLDER]。/ip-legal:cold-start-interview - 遵循以下工作流程。
- 收集基础信息(产品/流程、技术细节、管辖区域、已知专利、时间节点)。
- 若有可用连接器(Solve Intelligence Patents或其他专利研究MCP),则开展初步专利检索;否则在输出中说明此情况,并基于用户提供的专利继续操作。
- 针对2-5个最具相关性的专利,为每项独立权利要求逐要素构建首轮权利要求对照表。先进行字面解读;单独标记等同原则适用可能性;标记间接/拆分侵权风险。
- 列出正式FTO研究需解决的未决问题(可执行性、审查历史、IPR结果、许可可用性、权利人的维权历史)。
- 将初步排查备忘录写入事务文件夹或业务输出文件夹。根据角色添加工作成果页眉。
- 结尾处给出建议下一步行动、故意侵权提示(若公司未进一步咨询律师就推进,知晓特定专利的事实会影响故意侵权判定),以及非律师角色的提示语。
本技能绝不会得出产品可安全发布的结论。若存在不确定性,需标记出来——最终由专利律师判定。
Examples
示例
/ip-legal:fto-triage "an on-device speech recognition model for consumer wearables, US launch first"/ip-legal:fto-triage/ip-legal:fto-triage "面向消费类可穿戴设备的端侧语音识别模型,首先在美国发布"/ip-legal:fto-triageTHIS IS NOT A FREEDOM-TO-OPERATE OPINION
本内容并非FTO(自由实施)意见
The loudest guardrail in the plugin. Say this at the top of every output. Do
not drop it. Do not soften it. Do not let the reader skim past it.
This is not a freedom-to-operate opinion. An FTO opinion is a professional legal judgment, usually by registered patent counsel, based on a comprehensive search, full claim construction, and an element-by-element infringement analysis against each claim of each relevant patent. This triage is a structured first look at what might be out there. A "no obvious blocking patents" result means the triage didn't find one — it does not mean the product is clear. Patent infringement is strict liability; willful infringement (which can follow from knowing about a patent and proceeding anyway) triples damages under 35 U.S.C. § 284. The decision to launch, make, use, sell, or import is a business decision informed by a formal FTO study and counsel's judgment — not by this triage. A registered patent attorney or agent evaluates before anyone relies on this for a product decision.
Under-flagging a blocking patent is a one-way door — a product launched, a
deposition a year later, treble damages on the table. Over-flagging is a
two-way door — the attorney narrows the list in a read-through. Stay on the
two-way door side. Always.
这是插件中最核心的警示规则。请在每份输出开头明确说明,不得省略、弱化,也不得让读者跳过。
本内容并非FTO(自由实施)意见。 FTO意见是由注册专利律师出具的专业法律判断,基于全面检索、完整权利要求解释,以及对每项相关专利的每项权利要求进行逐要素侵权分析。本次初步排查仅为对潜在风险的结构化初步梳理。「未发现明显阻碍性专利」结果仅表示初步排查未找到相关专利,并不代表产品可安全发布。专利侵权适用严格责任原则;故意侵权(知晓专利存在仍执意推进的情况)会根据《美国法典》第35篇第284条导致赔偿金额三倍增加。是否发布、制造、使用、销售或进口产品的决策,需基于正式FTO研究和律师判断的商业决策——而非本次初步排查。在依赖本结果做出产品决策前,必须由注册专利律师或代理人进行评估。
漏报阻碍性专利是不可逆的风险——产品发布后,一年后的证词可能导致三倍赔偿。误报则是可逆的——律师可在审阅时缩小范围。请始终选择可逆的误报方向。
A note on willfulness
故意侵权提示
Reading this triage is reading something about patents. Reading something about
patents can, in some circumstances, factor into a willfulness analysis down the
road. This is one reason the output is marked as privileged when a lawyer is
using it, and why the non-lawyer output is framed as research to take to
counsel. Do not discuss specific patents surfaced by this triage outside
privileged channels.
阅读本次初步排查内容即视为了解相关专利信息。在某些情况下,了解专利信息可能会影响后续的故意侵权判定。这也是为何律师使用时输出会标记为保密,非律师使用时输出会被定位为需提交给律师的研究资料的原因。请勿在保密渠道外讨论本次初步排查发现的特定专利。
Matter context
事务背景
Matter context. Check in the practice-level CLAUDE.md. If is (the default for in-house users), skip the rest of this paragraph — skills use practice-level context and the matter machinery is invisible. If enabled and there is no active matter, ask: "Which matter is this for? Run or say ." Load the active matter's for matter-specific context and overrides. Write outputs to the matter folder at . Never read another matter's files unless is .
## Matter workspacesEnabled✗/ip-legal:matter-workspace switch <slug>practice-levelmatter.md~/.claude/plugins/config/claude-for-legal/ip-legal/matters/<matter-slug>/Cross-matter contextonPatent FTO matters are particularly common candidates for clean-team or
heightened confidentiality at matter-open. Respect the matter's confidentiality
marking from .
matter.md事务背景:查看业务级CLAUDE.md中的 。若「Enabled」为 (内部用户默认设置),则跳过本段剩余内容——技能将使用业务级背景,事务机制不可见。若已启用且无活跃事务,请询问:「本次操作对应哪个事务?请执行 或回复 。」加载活跃事务的 获取事务特定背景和覆盖设置。将输出写入事务文件夹 。除非「Cross-matter context」为开启状态,否则不得读取其他事务的文件。
## Matter workspaces✗/ip-legal:matter-workspace switch <slug>practice-levelmatter.md~/.claude/plugins/config/claude-for-legal/ip-legal/matters/<matter-slug>/专利FTO事务尤其适合在事务启动时设置清洁团队或高等级保密要求。请遵守 中标记的事务保密级别。
matter.mdLoad the practice profile first
先加载业务配置文件
Before running triage, read . Pull:
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md- Role from (lawyer vs. non-lawyer changes the work-product header and the non-lawyer gate below).
## Who's using this - Registered in and enforce where from and
## IP practice profile(useful for defensive-portfolio cross-check and for jurisdiction defaults).## Enforcement posture - Patent OC from →
## IP practice profilefor the routing step.Outside counsel roster - Integrations from — specifically Solve Intelligence, or any patent-research MCP. Determines what searches are available.
## Available integrations - Decision posture from — this skill never concludes "does not infringe."
## Decision posture on subjective legal calls
If contains or , surface this bounce:
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md[PLACEHOLDER][Your Company Name]I notice you haven't configured your practice profile yet — that's how I tailor posture, jurisdictions, and approval chain to your practice.Two choices:
- Run
(2 minutes) to configure your profile, then I'll run this tailored to YOUR practice./ip-legal:cold-start-interview- Say "provisional" and I'll run this against generic defaults — US jurisdiction, middle risk appetite, lawyer role, no playbook — and tag every output
so you can see what I do before committing.[PROVISIONAL — configure your profile for tailored output]
执行初步排查前,请阅读 ,提取以下信息:
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md- 角色:来自 (律师与非律师角色会影响工作成果页眉和下方的非律师提示语)。
## Who's using this - 注册区域和执行区域:来自 和
## IP practice profile(用于防御性专利组合交叉检查和管辖区域默认设置)。## Enforcement posture - 专利外部顾问:来自 →
## IP practice profile,用于后续流程对接。Outside counsel roster - 集成工具:来自 ——尤其是Solve Intelligence或任何专利研究MCP,决定可开展的检索类型。
## Available integrations - 决策立场:来自 ——本技能绝不会得出「不侵权」的结论。
## Decision posture on subjective legal calls
若 包含 或 ,请提示:
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md[PLACEHOLDER][Your Company Name]我注意您尚未配置业务配置文件——这是我为您定制立场、管辖区域和审批流程的依据。两种选择:
- 执行
(约2分钟)完成配置,之后我将为您提供定制化的初步排查服务。/ip-legal:cold-start-interview- 回复 "provisional",我将基于通用默认设置执行排查——美国管辖区域、中等风险偏好、律师角色、无操作手册——并在每份输出中标记
,以便您了解配置前的服务内容。[PROVISIONAL — configure your profile for tailored output]
Provisional mode
临时模式
If the user says "provisional," run the FTO triage normally using these generic defaults: middle risk appetite, lawyer role, US jurisdiction, no playbook (do the full analysis rather than matching against a position list). Tag the reviewer note and every finding block with . At the end of the output, append:
[PROVISIONAL]"That was a generic run against default assumptions. Runto get output calibrated to YOUR practice — your playbook, your jurisdiction, your risk appetite. 2 minutes."/ip-legal:cold-start-interview
若用户回复 "provisional",请使用以下通用默认设置执行FTO初步排查:中等风险偏好、律师角色、美国管辖区域、无操作手册(执行完整分析而非匹配立场列表)。在审阅提示和每个发现模块标记 。在输出结尾添加:
[PROVISIONAL]"本次为基于默认假设的通用排查。请执行配置业务文件,以获取符合您业务需求的定制化输出——包括您的操作手册、管辖区域和风险偏好,仅需2分钟。"/ip-legal:cold-start-interview
Intake
信息收集
Ask in a single batch:
I'll run an FTO triage. A few questions first:
- Product, process, or feature. What's being made, used, offered for sale, sold, or imported? Describe it plainly — the technical essence, not the marketing pitch.
- Technical detail. Any architectural diagrams, claim-relevant specs, a public product page, or a spec document you can share? (The more detail, the more real the triage.)
- Jurisdictions. Where will it be made, used, sold, offered for sale, imported? (Each is a separate infringing act under 35 U.S.C. § 271. I'll default to the US if you don't specify.)
- Known patents. Are there patents already on your radar — a competitor's portfolio, a known SEP pool, an NPE letter, something an engineer mentioned?
- Timing. How close is this to launch? If it's months out, the triage is early and design-around is on the table. If it's already shipping, we're in cover-our-downside mode.
Wait for the answer. If the description is vague ("an AI agent," "a database"),
push once:
Give me the technical essence — what does the thing do, how does it do it, and what's the piece you think might be novel? Patent claims live at that level.
一次性询问以下问题:
我将开展FTO初步排查。先问几个问题:
- 产品、流程或功能:将要制造、使用、要约销售、销售或进口的是什么?请简要描述其技术核心,而非营销话术。
- 技术细节:是否有架构图、与权利要求相关的规格、公开产品页面或规格文档可分享?(细节越详细,初步排查结果越精准。)
- 管辖区域:将在哪些区域制造、使用、销售、要约销售或进口?(根据《美国法典》第35篇第271条,每种行为均为独立的侵权行为。若未指定,默认以美国为管辖区域。)
- 已知专利:是否已有关注的专利——竞争对手的专利组合、已知的SEP池、NPE信函、工程师提及的专利?
- 时间节点:距离发布还有多久?若还有数月,初步排查可提前进行,设计规避方案也可行;若已在发货,则需采取风险防控措施。
等待用户回复。若描述模糊(如「一款AI Agent」「一个数据库」),请进一步追问:
请描述其技术核心——该产品的功能是什么、实现方式是什么,以及您认为可能具有新颖性的部分。专利权利要求关注的正是这个层面。
Scope — utility patents only
范围——仅针对实用新型专利
This skill analyzes utility patents. If a patent on the radar has a ,
, or prefix, flag it and route out, do not claim-chart it:
DREPP- (design patent). Different test entirely — ordinary observer under Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665 (Fed. Cir. 2008) (en banc), overall ornamental appearance, no claim chart. Route to the
Ddesign patent branch and to design patent counsel. Design patents are not analyzed in this FTO triage — a design-patent overlap must be flagged as a separate workstream.infringement-triage - (reissue). Treat as a utility patent with added §252 intervening- rights and recapture-rule flags.
RE - (plant patent). Route to plant-patent counsel; out of scope.
PP
Also cross-flag trade dress: if the product's appearance is the risk,
the same facts may be a §43(a) product-configuration claim that requires
secondary meaning (Wal-Mart Stores, Inc. v. Samara Bros., Inc., 529 U.S.
205 (2000)) and non-functionality (TrafFix Devices, Inc. v. Marketing
Displays, Inc., 532 U.S. 23 (2001)). Flag as a parallel track.
本技能仅分析实用新型专利。若关注的专利带有 、 或 前缀,请标记并转至其他流程,不得构建权利要求对照表:
DREPP- (外观设计专利):适用完全不同的判定标准——根据 Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665 (Fed. Cir. 2008)(全院庭审)案的普通观察者标准,关注整体装饰性外观,无需权利要求对照表。转至
D的外观设计专利分支并对接外观设计专利律师。外观设计专利不在本次FTO初步排查范围内——若存在外观设计专利重叠风险,需标记为单独工作流。infringement-triage - (再颁专利):视为带有第252条介入权和收回规则标记的实用新型专利。
RE - (植物专利):转至植物专利律师;超出本技能范围。
PP
同时需标记商业外观:若产品外观存在风险,相同事实可能构成《兰哈姆法》第43(a)条下的产品构型主张,需具备次要含义(Wal-Mart Stores, Inc. v. Samara Bros., Inc., 529 U.S. 205 (2000))和非功能性(TrafFix Devices, Inc. v. Marketing Displays, Inc., 532 U.S. 23 (2001))。请标记为并行流程。
Search
检索
What the user has connected
用户已连接的工具
Read :
## Available integrations- Solve Intelligence connected: run a preliminary search across the technical description. Note the date of the search, the query used, the jurisdictions covered, and any date window (current in-force patents; recent published applications).
- Patent-research MCP (Google Patents Public Datasets, PatSnap export): available: use it.
- None of the above: explicitly say so. Do not infer patents from model knowledge and present them as search results.
查看 :
## Available integrations- 已连接Solve Intelligence:基于技术描述开展初步检索。记录检索日期、使用的查询词、覆盖的管辖区域以及时间范围(当前有效专利;近期公开的申请)。
- 已连接专利研究MCP(Google Patents Public Datasets、PatSnap导出工具):使用该工具开展检索。
- 以上均未连接:明确说明此情况。不得基于模型知识推断专利并将其作为检索结果呈现。
Fallback when no patent database is connected
未连接专利数据库时的 fallback 方案
Write this exact statement in the output:
No patent database search was run. This triage did not hit Solve Intelligence Patents, USPTO Patents Full-Text, EPO Espacenet, Google Patents, PatSnap, or any other patent corpus. A structured search across the jurisdictions in scope is required before relying on this triage for any launch decision. The analysis below is limited to patents and applications the user has named or that come up in the conversation.
Then proceed. The claim-chart-first-pass work below is still valuable — just
label the scope honestly.
在输出中写入以下内容:
未开展专利数据库检索。本次初步排查未使用Solve Intelligence Patents、USPTO专利全文库、EPO Espacenet、Google Patents、PatSnap或任何其他专利库。在依赖本次初步排查做出发布决策前,需针对范围内的管辖区域开展结构化检索。以下分析仅局限于用户提及或对话中出现的专利及申请。
之后继续操作。下方的首轮权利要求对照表工作仍有价值——只需如实标注范围即可。
Supplementary signals (not a substitute)
补充信号(不可替代检索)
If available and the user allows, sweep for non-patent signals that flag a
patent concern:
- Competitor patent filings around the product area.
- Known NPE targeting of the technology class (e.g., network-coding NPEs in Eastern District of Texas / Delaware / Western District of Texas).
- Standards-essential declarations (IEEE, ETSI, 3GPP) if the product touches a relevant standard.
- Reported litigation in the technology space (CourtListener / RECAP, Unified Patents, Lex Machina).
Each signal is a reason to look harder, not a patent hit. Mark them as signals
in the output, not as identified patents.
若可用且用户允许,可排查非专利信号以标记专利风险:
- 产品领域的竞争对手专利申请。
- 已知NPE针对该技术类别的维权行为(如德克萨斯东区/特拉华/德克萨斯西区的网络编码NPE)。
- 标准必要专利声明(IEEE、ETSI、3GPP),若产品涉及相关标准。
- 技术领域的已报道诉讼(CourtListener / RECAP、Unified Patents、Lex Machina)。
每个信号仅代表需进一步检索的理由,而非已发现专利。请在输出中标记为信号,而非已识别专利。
For each relevant patent found or supplied
针对每个找到或提供的相关专利
Capture:
- Patent number (with application number if different) and jurisdiction
- Title
- Assignee and inventors
- Priority date and issue date
- Expiration date (per USPTO PAIR / PatentCenter / foreign equivalent — check term adjustments, term extensions, and terminal disclaimers)
- Maintenance fee status / in-force status — if a US patent has failed a 3.5/7.5/11.5-year maintenance fee, it's expired and not a bar
- Claim count — independent and dependent
- Independent claims as issued (and any relevant amended claims from post-grant proceedings)
- Related proceedings — IPRs, PGRs, reexaminations, litigation history, PTAB outcomes
- File wrapper highlights — prosecution disclaimers, amendments that narrowed the claims, statements about scope
Do not supplement silently. If a search surfaces a patent, attribute the
result. If the user mentioned a patent, say that. Never invent a patent
number, never "fill in" a claim element the file doesn't support, never
imagine an expiration date. If maintenance fee status isn't available, write
"maintenance fee status not verified from search result — confirm in PAIR
before relying on in-force status."
记录以下信息:
- 专利号(若申请号不同需一并记录)和管辖区域
- 标题
- 权利人和发明人
- 优先权日和授权日
- 到期日(根据USPTO PAIR / PatentCenter或对应国外机构数据——需核查期限调整、期限延长和终端弃权)
- 维护费状态/有效状态——若美国专利未缴纳3.5/7.5/11.5年的维护费,则已过期,不构成阻碍
- 权利要求数量——独立权利要求和从属权利要求
- 授权时的独立权利要求(以及授权后程序中修改的相关权利要求)
- 相关程序——IPR、PGR、重新审查、诉讼历史、PTAB结果
- 案卷要点——审查弃权、缩小权利要求的修改、关于范围的声明
不得擅自补充信息。若检索发现专利,需注明来源;若用户提及专利,需说明。不得编造专利号、不得补充文件未支持的权利要求要素、不得臆测到期日。若维护费状态不可用,需写入「维护费状态未通过检索结果核实——依赖有效状态前请在PAIR中确认」。
Claim-chart first pass
首轮权利要求对照表
This is the core of the triage. Pick the patents with the most plausible read
on the product — usually the 2–5 with the closest technical mapping — and walk
each independent claim element-by-element.
For each selected patent, write out one claim chart per independent claim:
| Claim element | Does the product practice this? | Basis |
|---|---|---|
| "A [preamble phrase]" | [yes / no / possibly / depends on construction] | [one sentence — what in the product maps; what doesn't; what's ambiguous] |
| "comprising [element 1]" | [yes / no / possibly] | [mapping or gap] |
| "wherein [element 2]" | [yes / no / possibly] | [mapping or gap] |
| [continue for every element] |
Rules for the chart:
- Every element matters. A claim is infringed only if the accused product practices every element of at least one claim (all-elements rule). Missing one element literally means no literal infringement on that claim. Do not skip.
- Doctrine of equivalents is a separate pass. First chart literal infringement. Then, for any "no" elements, note whether a DOE read is plausible (insubstantial differences / function-way-result). Flag DOE analysis as requiring attorney judgment — prosecution history estoppel and claim vitiation are common bars and the triage does not adjudicate them.
- Claim construction is the attorney's job. Where a term could be construed narrowly or broadly and the answer changes the infringement read, flag the term and note both constructions. Do not pick one silently.
- Indirect infringement (induced, contributory) and divided infringement are flags only. Do not attempt a full analysis; note that these may apply and require patent counsel.
Patent systems differ by jurisdiction. The US claim chart (all-elements rule, doctrine of equivalents, prosecution history estoppel, §284/§289 damages) does not transfer to other systems:
- Germany: Utility models (Gebrauchsmuster), the Schneidmesser/Kunststoffrohrteil questions for DOE, bifurcated validity/infringement proceedings.
- China: Utility models (shiyong xinxing), CNIPA examination, different claim construction.
- Japan: Utility models, JPO examination, a narrower DOE.
- Europe (unified patent court): UPC procedure as of 2023.
When non-US jurisdictions are in scope: "This analysis uses the US claim-charting framework. A product manufactured in China and sold in the EU needs CNIPA and EP analysis, not a US claim chart. I can flag the issues a US analysis surfaces, but the infringement and validity calls require [jurisdiction]-specific review."
Decision posture: per the practice profile, this skill never concludes "no
infringement." Either:
- "Product practices every element of Claim X as written; attorney review required before proceeding."
- "One or more elements are not clearly present; attorney review required to assess literal infringement and doctrine of equivalents."
- "Claim construction is dispositive on element [Y]; attorney construction required before proceeding."
这是初步排查的核心环节。选择与产品技术匹配度最高的专利——通常为2-5个——并逐要素审阅每项独立权利要求。
针对每个选定专利,为每项独立权利要求撰写一份权利要求对照表:
| 权利要求要素 | 产品是否包含该要素? | 依据 |
|---|---|---|
| "[前序部分短语]" | [是/否/可能/取决于解释] | [一句话说明:产品中对应部分;缺失部分;模糊点] |
| "包含[要素1]" | [是/否/可能] | [对应关系或差距] |
| "其中[要素2]" | [是/否/可能] | [对应关系或差距] |
| [继续列出所有要素] |
对照表规则:
- 每个要素都至关重要。只有当被控产品包含至少一项权利要求的所有要素时,才构成侵权(全要素规则)。缺失一个要素即意味着该权利要求不构成字面侵权。不得跳过任何要素。
- 等同原则需单独分析。先进行字面侵权分析。然后,对于任何标记为「否」的要素,注明是否可能适用等同原则(非实质性差异/功能-方式-结果一致)。标记等同原则分析需律师判断——审查历史禁止反悔和权利要求无效是常见障碍,初步排查不做裁决。
- 权利要求解释是律师的职责。若术语可被狭义或广义解释且会改变侵权判定结果,需标记该术语并注明两种可能的解释。不得擅自选择其中一种。
- 间接侵权(诱导、帮助)和拆分侵权仅做标记。不得尝试完整分析;需注明这些情况可能适用,需专利律师评估。
专利制度因管辖区域而异。美国的权利要求对照表规则(全要素规则、等同原则、审查历史禁止反悔、第284/289条赔偿)不适用于其他体系:
- 德国:实用新型(Gebrauchsmuster),等同原则适用的Schneidmesser/Kunststoffrohrteil判定标准,有效性/侵权分离程序。
- 中国:实用新型(实用新型专利),CNIPA审查,不同的权利要求解释规则。
- 日本:实用新型,JPO审查,等同原则适用范围更窄。
- 欧洲(统一专利法院):2023年起实施的UPC程序。
当涉及非美国管辖区域时:「本次分析采用美国权利要求对照表框架。若产品在中国制造并在欧盟销售,需进行CNIPA和EP分析,而非美国权利要求对照表。我可标记美国分析发现的问题,但侵权和有效性判定需[管辖区域]特定审查。」
决策立场:根据业务配置文件,本技能绝不会得出「不侵权」的结论。结论只能是以下之一:
- 「产品包含权利要求X的所有要素;推进前需律师审查。」
- 「一个或多个要素未明确存在;需律师审查以评估字面侵权和等同原则适用可能性。」
- 「权利要求解释对要素[Y]起决定性作用;推进前需律师进行权利要求解释。」
Open questions
未决问题
Every patent surfaced in the triage should produce a list of open questions
that a real FTO study would answer. Examples:
- Is the patent enforceable — has the assignee been named, any standing issues, any inventorship defects, any recorded assignments?
- What did the applicant say about term [X] in prosecution, and does that limit the claim?
- Has this claim been the subject of an IPR or reexamination — what did the PTAB say about scope or validity?
- Is there a license already available (standards pool, patent marking, open patent non-assertion commitment)?
- What's the real-world enforcement history of this assignee?
List them plainly.
本次初步排查发现的每个专利都应列出正式FTO研究需解决的未决问题。示例:
- 专利是否可执行——权利人是否明确、是否存在主体资格问题、是否存在发明人缺陷、是否有已记录的转让?
- 申请人在审查过程中对术语[X]的表述是什么,是否会限制权利要求范围?
- 该权利要求是否成为IPR或重新审查的对象——PTAB对范围或有效性的判定是什么?
- 是否已有可用许可(标准池、专利标记、开放专利不承诺维权)?
- 该权利人的实际维权历史如何?
请简洁列出这些问题。
Recommended next steps
建议下一步行动
Bucket by what the triage found:
- If every element of an independent claim maps to the product (literal read): Stop and get patent counsel. Options typically include formal FTO opinion, design-around, license, challenge validity (IPR/PGR), or (rarely) proceed at risk. The choice is a business decision informed by counsel.
- If elements cut both ways or claim construction is dispositive: Full FTO study by registered patent counsel. Do not launch on this triage.
- If the patent appears expired, abandoned, or unenforceable: Attorney confirms the in-force status — the triage does not.
- If no patents were identified in the search but no database access existed: Formal search is the next step, not a launch decision.
- Always: flag a willfulness risk. If the triage surfaces a specific patent, the company now has knowledge of it. Proceeding without further analysis can support a willfulness finding. Counsel should document the path forward.
根据初步排查结果分类给出:
- 若独立权利要求的所有要素均与产品匹配(字面解读): 立即咨询专利律师。通常的选择包括正式FTO意见、设计规避、许可、质疑有效性(IPR/PGR),或(极少数情况)承担风险推进。该决策需基于律师判断的商业决策。
- 若要素存在争议或权利要求解释起决定性作用: 由注册专利律师开展完整FTO研究。不得基于本次初步排查发布产品。
- 若专利已过期、放弃或不可执行: 由律师确认有效状态——初步排查不做此判定。
- 若检索未发现专利但未连接数据库: 下一步需开展正式检索,而非做出发布决策。
- 始终: 标记故意侵权风险。若初步排查发现特定专利,公司即知晓该专利存在。未进一步分析就推进可能导致故意侵权判定。律师应记录后续流程。
Output format
输出格式
Prepend the work-product header from . Mark the document as privileged if the role is lawyer; see the non-lawyer gate below if not.
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md## Outputsmarkdown
[WORK-PRODUCT HEADER]添加 中的工作成果页眉。若角色为律师,标记文档为保密;若为非律师,添加下方的非律师提示语。
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md## Outputsmarkdown
[WORK-PRODUCT HEADER]FTO Triage — First Pass (NOT AN OPINION)
FTO初步排查——首轮审查(非意见)
This is not a freedom-to-operate opinion. A formal FTO opinion requires a
comprehensive search, full claim construction, and element-by-element
infringement analysis by registered patent counsel. Patent infringement is
strict liability; willful infringement triples damages. A "no obvious blocking
patents" result means the triage didn't find one — it does not mean the product
is clear. A registered patent attorney or agent evaluates before anyone relies
on this for a product decision.
Triage result: [GREEN / YELLOW / RED — one sentence why]
本内容并非FTO(自由实施)意见。 正式FTO意见需要由注册专利律师进行全面检索、完整权利要求解释以及逐要素侵权分析。专利侵权适用严格责任原则;故意侵权会导致赔偿金额三倍增加。「未发现明显阻碍性专利」结果仅表示初步排查未找到相关专利,并不代表产品可安全发布。在依赖本结果做出产品决策前,必须由注册专利律师或代理人进行评估。
初步排查结果: [绿色/黄色/红色——一句话说明原因]
Subject
主题
- Product / process / feature: [description, technical essence]
- Technical detail relied on: [what was reviewed — spec, diagram, public page, code, engineer's description]
- Jurisdictions in scope: [make / use / sell / offer / import — per § 271]
- Timing: [pre-launch / near-launch / shipping]
- 产品/流程/功能: [描述,技术核心]
- 参考的技术细节: [审阅的内容——规格、图表、公开页面、代码、工程师描述]
- 管辖范围: [制造/使用/销售/要约/进口——依据第271条]
- 时间节点: [发布前/临近发布/已发货]
Search scope
检索范围
- Databases searched: [Solve Intelligence / Google Patents / Espacenet / PatSnap — or "no database search run"]
- Query / approach: [query text, technology classes, keywords, classifications]
- Date / date window: [search date; in-force patents + applications published since YYYY-MM-DD]
- Jurisdictions covered by the search: [list]
- What wasn't searched: [named-assignee sweeps, SEP declarations, NPE portfolios, design patents, foreign equivalents — as applicable]
If no database search was run: No patent database search was run. This
triage did not hit Solve Intelligence Patents, USPTO Patents Full-Text,
EPO Espacenet, Google Patents, PatSnap, or any other patent corpus. A
structured search across the jurisdictions in scope is required before
relying on this triage for any launch decision.
- 检索的数据库: [Solve Intelligence / Google Patents / Espacenet / PatSnap — 或「未开展数据库检索」]
- 查询方式: [查询文本、技术分类、关键词、分类号]
- 日期/时间范围: [检索日期;有效专利 + 自YYYY-MM-DD起公开的申请]
- 检索覆盖的管辖区域: [列表]
- 未检索的内容: [指定权利人排查、SEP声明、NPE专利组合、外观设计专利、国外等同专利——如适用]
若未开展数据库检索: 未开展专利数据库检索。本次初步排查未使用Solve Intelligence Patents、USPTO专利全文库、EPO Espacenet、Google Patents、PatSnap或任何其他专利库。在依赖本次初步排查做出发布决策前,需针对范围内的管辖区域开展结构化检索。
Patents identified
已识别专利
| Patent | Jurisdiction | Assignee | Priority / Issue | Expiration | In-force? | Source |
|---|---|---|---|---|---|---|
| [number] | [US/EP/...] | [assignee] | [dates] | [date] | [yes/no/unverified] | [search result link or "user-supplied"] |
| 专利 | 管辖区域 | 权利人 | 优先权日/授权日 | 到期日 | 是否有效? | 来源 |
|---|---|---|---|---|---|---|
| [专利号] | [US/EP/...] | [权利人] | [日期] | [日期] | [是/否/未核实] | [检索结果链接或「用户提供」] |
Claim charts — first pass
首轮权利要求对照表
[Patent number] — independent Claim [N]
[专利号]——独立权利要求[N]
"[Exact text of Claim N]"
| Element | Practiced by the product? | Basis |
|---|---|---|
| [element 1] | [yes/no/possibly] | [mapping or gap] |
| [element 2] | [yes/no/possibly] | [mapping or gap] |
Literal read: [every element maps / one or more elements do not clearly
map / claim construction is dispositive on element [Y]]
Doctrine of equivalents (flag only): [DOE read plausible on element [Y] —
attorney construction required / not plausible on the surfaced elements /
prosecution history suggests estoppel]
Indirect / divided infringement (flag only): [note if any read depends on
induced, contributory, or divided infringement theories — attorney analysis
required]
(Repeat for each independent claim of each selected patent.)
"[权利要求N的准确文本]"
| 要素 | 产品是否包含该要素? | 依据 |
|---|---|---|
| [要素1] | [是/否/可能] | [对应关系或差距] |
| [要素2] | [是/否/可能] | [对应关系或差距] |
字面解读: [所有要素均匹配/一个或多个要素未明确匹配/权利要求解释对要素[Y]起决定性作用]
等同原则(仅标记): [要素[Y]可能适用等同原则——需律师解释/已识别要素不适用等同原则/审查历史表明禁止反悔]
间接/拆分侵权(仅标记): [若侵权判定依赖诱导、帮助或拆分侵权理论,请注明——需律师分析]
(为每个选定专利的每项独立权利要求重复上述内容。)
Open questions
未决问题
- [question 1]
- [question 2]
- [问题1]
- [问题2]
Signals (not confirmed patents)
信号(未确认专利)
- [competitor filings / NPE activity / SEP declarations / litigation in the technology space — each a reason to search harder, not an identified patent]
- [竞争对手申请/NPE活动/SEP声明/技术领域诉讼——每个均为需进一步检索的理由,而非已识别专利]
Recommended next steps
建议下一步行动
- [full FTO study by patent counsel — first-line recommendation unless the search found nothing and comprehensive search already ran]
- [design-around options if a literal read was found]
- [license / IPR / PGR / at-risk analysis as counsel directs]
- [routing per — patent OC named in the practice profile]
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md
- [由专利律师开展完整FTO研究——除非检索未发现任何专利且已完成全面检索,否则为首要建议]
- [若存在字面匹配,给出设计规避方案]
- [根据律师指导进行许可/IPR/PGR/风险评估]
- [根据 对接——业务配置文件中指定的专利外部顾问]
~/.claude/plugins/config/claude-for-legal/ip-legal/CLAUDE.md
Willfulness note
故意侵权提示
This triage surfaces specific patents. Proceeding with the product without
further counsel review after this knowledge can support a willfulness finding
and enhanced damages under § 284. The path forward should be documented by
patent counsel; the business decision to launch, design around, or license is
informed by a formal FTO opinion and counsel's judgment, not by this triage.
本次初步排查发现了特定专利。知晓该专利存在后未进一步咨询律师就推进产品,可能导致故意侵权判定,并根据第284条增加赔偿金额。后续流程需由专利律师记录;是否发布、设计规避或许可的商业决策,需基于正式FTO意见和律师判断,而非本次初步排查。
Citation verification
引用核实
Every patent number, claim quote, date, and prosecution fact in this memo must
be verified against the authoritative source (USPTO PatentCenter / PAIR, EPO
register, national equivalent) before relying on it. Claim quotes are the
most common error site — a single word changes the analysis. Do not cite a
result you cannot open.
---本备忘录中的每个专利号、权利要求引用、日期和审查事实,均需在依赖前通过权威来源(USPTO PatentCenter / PAIR、EPO登记簿、对应国家机构)核实。权利要求引用是最常见的错误点——一个词的差异就会改变分析结果。不得引用无法打开的结果。
---Non-lawyer gate
非律师提示语
Before issuing the output, read . If the Role is Non-lawyer:
## Who's using thisThis output is a research triage, not legal advice. Launching, continuing to sell, or investing in this product based on this triage alone has legal consequences — including strict liability for patent infringement, with enhanced damages for willfulness. Patent counsel needs to evaluate before you move.Here's a brief to bring to an attorney — it'll cut the time the conversation takes:[Generate a 1-page summary: the product description, the jurisdictions in scope, the search run (and what wasn't searched), the patents surfaced and the claim-chart-first-pass reads, the open questions, and the three questions to ask the attorney.]If you need to find a licensed attorney, solicitor, barrister, or other authorised legal professional in your jurisdiction: for US patent work, a registered patent attorney or patent agent is required (not every lawyer is registered — the USPTO Office of Enrollment and Discipline maintains a directory). For other jurisdictions, use the relevant patent office register (EPO, UK IPO, etc.). Your professional regulator's referral service is a starting point (state bar in the US, SRA/Bar Standards Board in England & Wales, Law Society in Scotland/NI/Ireland/Canada/Australia, or your jurisdiction's equivalent); specifically ask for registered patent counsel.
Deliver the full triage memo alongside the brief. Do not withhold the analysis.
Flag that the triage itself is a privileged research document and should not
be forwarded to non-attorney third parties.
输出前,请查看 。若角色为非律师:
## Who's using this本输出为研究性初步排查,并非法律建议。仅基于本次初步排查就发布、继续销售或投资该产品会产生法律后果——包括专利侵权严格责任,以及故意侵权的加重赔偿。在推进前需专利律师评估。以下是提交给律师的简要说明——可缩短沟通时间:[生成1页摘要:产品描述、管辖范围、已开展的检索(及未检索内容)、发现的专利和首轮权利要求对照表解读、未决问题,以及需向律师询问的三个问题。]若需在您的管辖区域寻找持牌律师、事务律师、出庭律师或其他授权法律专业人士:美国专利业务需注册专利律师或专利代理人(并非所有律师都已注册——USPTO注册与纪律办公室维护名录)。其他管辖区域请使用对应专利局的注册名录(EPO、UK IPO等)。您所在地区的专业监管机构推荐服务是起点(美国州律师协会、英格兰及威尔士SRA/律师标准委员会、苏格兰/北爱尔兰/爱尔兰/加拿大/澳大利亚律师协会,或对应地区的机构);请明确要求注册专利律师。
在提供简要说明的同时交付完整初步排查备忘录。不得隐瞒分析内容。标记本次初步排查为保密研究文档,不得转发给非律师第三方。
Output location
输出位置
If matter workspaces are enabled and a matter is active, write the output to
.
Otherwise write to
and surface the path.
~/.claude/plugins/config/claude-for-legal/ip-legal/matters/<matter-slug>/outputs/fto-triage-<subject-slug>-YYYY-MM-DD.md~/.claude/plugins/config/claude-for-legal/ip-legal/outputs/fto-triage-<subject-slug>-YYYY-MM-DD.mdAppend a one-line entry to the matter's if a matter is active.
history.md若事务工作区已启用且存在活跃事务,将输出写入 。否则写入 并告知路径。
~/.claude/plugins/config/claude-for-legal/ip-legal/matters/<matter-slug>/outputs/fto-triage-<subject-slug>-YYYY-MM-DD.md~/.claude/plugins/config/claude-for-legal/ip-legal/outputs/fto-triage-<subject-slug>-YYYY-MM-DD.md若存在活跃事务,在事务的 中添加一行记录。
history.mdClose with the next-steps decision tree
结尾添加下一步行动决策树
End with the next-steps decision tree per CLAUDE.md . Customize the options to what this skill just produced — the five default branches (draft the X, escalate, get more facts, watch and wait, something else) are a starting point, not a lock-in. The tree is the output; the lawyer picks.
## Outputs结尾处添加CLAUDE.md 中的下一步行动决策树。根据本次技能生成的内容定制选项——五个默认分支(起草X、升级、获取更多事实、观望、其他)为起点,而非固定选项。决策树为输出内容,由律师选择。
## OutputsWhat this skill does not do
本技能不执行的操作
- Issue an FTO opinion. Ever. The loudest guardrail in the plugin.
- Construe claims. Where construction is dispositive, it flags the term and both plausible constructions. It does not pick one.
- Adjudicate validity. It may note known PTAB proceedings; it does not opine on novelty, obviousness, § 112, § 101, or enablement.
- Draft patent claims. This plugin does not go there; route to prosecution counsel.
- Assess damages exposure. Damages modeling is an expert's job.
- Handle trade-secret or trademark analysis — use with the right mode.
/ip-legal:infringement-triage - Quote outputs to counterparties or non-privileged audiences. This is a privileged research document.
- 出具FTO意见:绝不执行。这是插件中最核心的警示规则。
- 解释权利要求:若权利要求解释起决定性作用,标记该术语并注明两种可能的解释。不得擅自选择其中一种。
- 裁决有效性:可能会提及已知的PTAB程序,但不会对新颖性、显而易见性、第112条、第101条或充分公开性发表意见。
- 起草专利权利要求:本插件不涉及此操作;转至专利申请律师。
- 评估赔偿风险:赔偿建模是专家的工作。
- 处理商业秘密或商标分析——使用 并选择对应模式。
/ip-legal:infringement-triage - 向对手方或非保密受众引用输出内容:本内容为保密研究文档。
Tone
语气
Technically precise. Element-by-element. Every flag is specific to a claim
element or a known patent. No hedging prose in the body — the guardrails at
the top and bottom do the scope work, and the analysis does the analysis. The
reader should leave knowing what the triage looked at, what it didn't, and
what the next step is.
技术精准,逐要素分析。每个标记均针对特定权利要求要素或已知专利。正文不得使用模糊措辞——顶部和底部的警示规则已明确范围,分析部分需精准严谨。读者应清楚了解本次初步排查的审查范围、未审查内容以及下一步行动。