transaction-screening-workflow-concepts

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Transaction screening workflow (concepts)

交易筛查工作流（概念）

Educational reference only. Limits (batch sizes, engines, STR formats) change by product and jurisdiction—confirm in phalcon-compliance-documentation and your compliance program. Pair with address-screening-workflow-concepts (wallet inventory) and risk-exposure-screening-concepts (how direction affects participant and flow rules).

仅作为教育参考。 限制条件（批量大小、引擎、STR格式）会因product和jurisdiction而异——请在phalcon-compliance-documentation及您的合规计划中确认。请搭配address-screening-workflow-concepts（钱包清单）和risk-exposure-screening-concepts（方向如何影响参与者及流程规则）一起使用。

Unit of analysis

分析单位

The smallest screening unit is often a single transfer (asset movement from from → to within a tx).
One transaction (one hash) may contain many transfers. Products may let you screen each transfer, subset, or roll up to transaction-level risk—behavior varies by vendor.

最小的筛查单位通常是单笔转账（资产在一笔交易中从转出方→转入方的转移）。
一笔交易（一个交易哈希）可能包含多笔转账。不同产品可能允许您筛查每一笔转账、部分转账，或汇总至交易层面评估风险——具体行为因供应商而异。

Direction (deposit vs withdrawal)

方向（存入 vs 转出）

Setting Deposit vs Withdrawal steers which rules and which side of the flow the engines emphasize:

Direction	Typical screening focus
Deposit	Inflow to the platform/customer relationship—provenance of funds arriving.
Withdrawal	Outflow and destination—where funds leave toward.

Common product behavior (verify in docs):

Rules can be scoped to one direction (for example deposit-only policies do not run on withdrawal-labeled items).
If no direction is set, some products default to running both deposit- and withdrawal-oriented passes to reduce misconfiguration.
Correct direction is used to tune rules and reduce false positives—it is an operational control, not a legal classification.

This aligns with participant/flow screening notes in risk-exposure-screening-concepts.

设置存入与转出将引导引擎侧重不同的规则和流程环节：

方向	典型筛查重点
存入	流入平台/客户关系——核查资金来源。
转出	流出及目的地——追踪资金去向。

常见产品行为（请在文档中确认）：

规则可限定为单一方向（例如仅存入规则不会在标记为转出的项目上运行）。
如果未设置方向，部分产品默认同时运行存入和转出导向的筛查，以减少配置错误。
正确设置方向可用于优化规则并降低误报率——这是一项操作控制，而非法律分类。

这与risk-exposure-screening-concepts中的参与者/流程筛查说明一致。

Labels

Import methods

导入方式

Single transaction hash — Paste a hash; the product fetches parsed transfers; you select which transfer(s) to screen and attach direction, labels, and customer linkage.
Bulk CSV — Template-driven import of many rows (batch size caps are product-specific—on the order of hundreds per file in some docs).

Typical CSV-style columns (names vary):

Field	Purpose
Chain	Network identifier per template
Transaction hash	On-chain tx id
Label	Optional private label
Direction	Optional `Deposit` / `Withdrawal`
Customer ID	Optional internal customer key
Transfer From / Transfer To	Optional pair to disambiguate one transfer inside a multi-transfer tx

Review per-row import outcomes in the UI.

单笔交易哈希 —— 粘贴哈希值；产品将获取解析后的转账记录；您可选择要筛查的转账，并关联方向、标签和客户信息。
批量CSV导入 —— 基于模板导入多行数据（批量上限因product而异——部分文档显示上限为每文件数百条）。

典型CSV格式列（列名可能不同）：

字段	用途
Chain	模板指定的网络标识符
交易哈希（Transaction hash）	链上交易ID
Label	可选私有标签
Direction	可选 `存入（Deposit）` / `转出（Withdrawal）`
Customer ID	可选内部客户密钥
Transfer From / Transfer To	可选字段，用于区分多转账交易中的某一笔转账

在UI中查看逐行导入结果。

Transaction list

交易列表

Lists commonly show: hash, risk summary, screening direction, open alerts, last screened, notional (often USD), token amount, asset, from/to, timestamp, customer, labels, added time. Multi-transfer rows may collapse with expand to child transfers.

列表通常显示：哈希、风险摘要、筛查方向、未处理警报、最后筛查时间、名义金额（通常为美元）、代币数量、资产、转出/转入方、时间戳、客户、标签、添加时间。多转账行可能折叠，可展开查看子转账记录。

Transaction details page

交易详情页

Typical sections:

Basic information — Asset, time, labels, customer, etc.
Risk summary — Rolled-up alert view.
Risk overview — Finer breakdown: risk categories, exposure-style charts, exposed address lists, fund-flow narrative; products may link to an external graph or trace tool where integrated.
Token transfers — Graph plus tabular list of each transfer; per-transfer alerts; unscreened legs may be screenable on demand.
Transfers overview — Compact index with shortcuts into each transfer.
Alerts — Filterable list.
Audit log — Comments and system events (same idea as address workflow).

Rescreen — Re-run screening for the whole transaction or a specific transfer; direction may be set per run.

典型板块：

基本信息 —— 资产、时间、标签、客户等。
风险摘要 —— 汇总式警报视图。
风险概览 —— 更详细的分类：风险类别、暴露情况图表、涉险地址列表、资金流向说明；若集成相关工具，产品可能链接至外部图谱或追踪工具。
代币转账 —— 图谱加表格形式展示每笔转账；逐笔转账警报；未筛查的转账可按需启动筛查。
转账概览 —— 紧凑索引，可快速跳转至每笔转账。
警报 —— 可筛选的列表。
审计日志 —— 评论和系统事件（与地址工作流逻辑相同）。

重新筛查 —— 为整笔交易或特定转账重新运行筛查；可在每次运行时设置方向。

STR-style and regulatory exports

STR格式及监管导出

Some products expose Suspicious Transaction Report (STR) or regional equivalents:

Region selection matters—formats and fields differ by jurisdiction.
Direction is often a prerequisite for valid STR generation in the product model.
Reports may be generated per transfer when policy requires transfer-level suspicious activity narratives.

Not legal advice. STR obligations depend on local law and institutional policy; use qualified compliance and legal review for filings.

部分产品支持**可疑交易报告（Suspicious Transaction Report, STR）**或区域等效报告：

区域选择至关重要——格式和字段因司法管辖区而异。
在产品模型中，方向通常是生成有效STR的先决条件。
当政策要求按转账层面撰写可疑活动说明时，可按每笔转账生成报告。

非法律建议。 STR义务取决于当地法律和机构政策；申报需咨询专业合规和法律人员。

Deleting a transaction

删除交易

Removing a transaction record typically deletes associated transfers and expires related alerts in the product. Public-chain data remain on explorers.

删除交易记录通常会在产品中删除关联的转账记录并终止相关警报。链上数据仍将保留在区块链浏览器中。

Guardrails

注意事项

Do not paste live production tx hashes tied to identifiable customers into public channels.
Do not assist with structuring flows to evade monitoring or mis-labeling direction.
STR and travel rule questions need program-specific guidance beyond generic skills.

请勿将与可识别客户关联的实时生产交易哈希粘贴至公开渠道。
请勿协助构建旨在规避监控的流程或错误标记方向。
STR和旅行规则相关问题需参考特定计划的指导，超出通用知识范围。

另请参阅

address-screening-workflow-concepts — wallet inventory, tags/markers, blacklist/whitelist.
behavioral-risk-screening-concepts — velocity and amount heuristics that may surface at transfer level.

Goal: a portable mental model of transaction screening UIs and direction semantics aligned with common compliance products, without binding a specific vendor implementation.

address-screening-workflow-concepts —— 钱包清单、标记/标签、黑白名单。
behavioral-risk-screening-concepts —— 可能在转账层面触发的速度和金额启发式规则。

目标： 建立一个可通用的交易筛查UI及方向语义的心智模型，与常见合规产品对齐，不绑定特定供应商实现。