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Found 2 Skills
Design and implement straight-through processing and operational automation for securities operations. Use when measuring STP rates and identifying manual touchpoints in an existing process, replacing review-all workflows with exception-based processing, selecting automation patterns for account opening trade processing settlement reconciliation or billing, designing integration between portfolio management custodian CRM and order management systems, building exception queuing categorization and auto-resolution workflows, evaluating RPA vs API-based vs hybrid automation for legacy systems, establishing operational controls and audit trails for automated environments, conducting process mining or root cause analysis on exception volumes, or setting STP rate targets and continuous improvement programs.
Design and operate reconciliation processes that ensure data accuracy across portfolio management custodian and clearing systems. Use when building or evaluating a daily position cash or transaction reconciliation process, investigating discrepancies between internal systems and custodian records, diagnosing recurring break patterns especially from corporate actions or pricing differences, setting tolerance thresholds for position cash or market value matching, implementing three-way reconciliation across advisor system custodian and clearing firm, designing break investigation workflows with aging and escalation, normalizing data across multi-custodian feeds from Schwab Fidelity or Pershing, reconciling cost basis tax lots or accrued income across systems, evaluating reconciliation platforms like Arcesium Duco or Advent Geneva, or preparing for regulatory examinations on books and records accuracy.